Patti oversees the compliance functions of the firm. She directs many of the firm’s policies, procedures and internal controls, and is also responsible for identifying and managing business risks.

Patti brings over 20 years of experience as a compliance professional in the financial industry, specializing in securities regulatory compliance, registration and policy. She has acquired extensive expertise through her work at the Alberta Securities Commission and in various compliance roles, including Chief Compliance Officer of a large mutual fund and exempt market dealer. As a dedicated professional, she is an avid learner and is an active member of the Portfolio Management Association of Canada (PMAC). Before joining QV, she was responsible for individual client compliance at a Calgary-based investment firm.

Patti takes a practical, business-friendly approach to compliance – collaborating to get things done while making sure regulatory requirements are fully met.

Patti loves spending her free time in the kitchen, channeling her inner Gordon Ramsay. Most weekends, you’ll find her relaxing at her seasonal RV lot with her husband and their dog, Rip.